RBS ToolkitThe IOPS Toolkit for Risk-based pension supervision (RBS) provides a 5-module framework for pensions supervisors looking to apply a system of risk-based supervision.Launched in 2010, the IOPS Toolkit for Risk-based Pension Supervisors is a structured approach focusing on identifying potential risks faced by pension funds and assessing the financial and operational factors in place to mitigate those risks.The 5-module framework provides practical guidance and includes comprehensive case studies to illustrate how supervisors have dealt with the challenges inherent in implementing the concepts and techniques of risk-based supervision.
Module 0 - Introduction Module 1 - Preparation Module 2 - Quantitative Risk Assessment Tools Module 3 - Identifying Risks Module 4 - Risk Mitigants and Risk Scoring Module 5 - Supervisory Response
Information Brochure for the IOPS Toolkit for Risk-based Pension Supervisors The Outcomes Based Diagnosis and Assessment Handbook, World Bank, June 2016
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Country case studiesAustralia Canada
Chile Costa Rica Case study Germany Case study Guernsey Risk based supervision in Guernsey (added 2021) Hungary Case study Kenya Mauritius AML-CFT Handbook (refer to pages 7-8 and 21-41) Mexico Netherlands Republic of North Macedonia South Africa Case study |